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HTGC - Hercules Capital, Inc.

Insider Purchase by Fallon Thomas J (Dir)

1 Month
After Trade
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Trade Summary

1 week ago, Fallon Thomas J, serving as Dir at Hercules Capital, Inc. (HTGC), purchased 7,300 shares at $14.30 per share, for a total transaction value of $104,390.00. Following this transaction, Fallon Thomas J now holds 163,628 shares of HTGC.

This purchase represents a 5.00% increase in Fallon Thomas J's stake in the company. This is considered a high-conviction trade given the significant change in ownership.

The trade was executed on Thursday, March 26, 2026 and publicly disclosed via SEC Form 4 filing on Monday, March 30, 2026, 4 days after the trade was made.

Hercules Capital, Inc. operates in the FINANCIAL SERVICES sector, specifically within the ASSET MANAGEMENT industry. Insider buying activity in this sector can provide valuable signals about industry trends and company-specific developments.

Fallon Thomas J

Dir

Thomas J. Fallon is an independent Director (Class II) at Hercules Capital, Inc. (HTGC), appointed in 2014 with his term expiring in 2027. He chairs the Nominating & Corporate Governance Committee and is deemed independent under NYSE and 1940 Act standards.[[1]](https://fintool.com/app/research/companies/HTGC/people/thomas-fallon)[[5]](https://investor.htgc.com/corporate-governance/board-committees) Fallon, age 63, holds expertise in leadership, strategy, enterprise risk management, M&A, and technology sectors.[[1]](https://fintool.com/app/research/companies/HTGC/people/thomas-fallon) Currently, Fallon serves as Executive Vice President, Business Development at Sanmina Corporation (since 2022) and Partner at NosTerra Ventures (since 2021).[[1]](https://fintool.com/app/research/companies/HTGC/people/thomas-fallon)[[3]](https://www.marketscreener.com/insider/THOMAS-FALLON-A07T55/) His career highlights include CEO of Infinera Corporation (2010–2020), where he was also a board member (2009–2022), and Vice President of Corporate Quality & Development at Cisco Systems (2003–2004).[[1]](https://fintool.com/app/research/companies/HTGC/people/thomas-fallon)[[3]](https://www.marketscreener.com/insider/THOMAS-FALLON-A07T55/)[[5]](https://investor.htgc.com/corporate-governance/board-committees) He holds a BS in Mechanical Engineering and an MBA from the University of Texas at Austin.[[1]](https://fintool.com/app/research/companies/HTGC/people/thomas-fallon) Recently, on February 17, 2026, Fallon purchased 20,000 HTGC shares indirectly through the Fallon Family Revocable Trust at $15.88 per share, increasing its holdings to 120,369 shares (plus 5,779 direct shares).[[2]](https://www.investing.com/news/insider-trading-news/fallon-hercules-capital-director-buys-317k-in-htgc-stock-93CH-4514392)[[6]](https://www.stocktitan.net/sec-filings/HCXY/form-4-hercules-capital-inc-insider-trading-activity-c3f3258810cd.html)

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Trade Price

$14.30

Quantity

7,300

Total Value

$104,390.00

Shares Owned

163,628

Trade Date

Thursday, March 26, 2026

9 days ago

SEC Filing Date

Monday, March 30, 2026

Filed 4 days after trade

FINANCIAL SERVICESASSET MANAGEMENT

About Hercules Capital, Inc.

Company Overview

No company information available
View news mentioning HTGC

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