Trade Summary

4 days ago, GOLDSTEIN PHILLIP, serving as Secretary at Total Return Securities Fund (SWZ), purchased 5,980 shares at $5.95 per share, for a total transaction value of $35,581.00. Following this transaction, GOLDSTEIN PHILLIP now holds 119,214 shares of SWZ.

This purchase represents a 5.28% increase in GOLDSTEIN PHILLIP's stake in the company. This is considered a high-conviction trade given the significant change in ownership.

The trade was executed on Monday, July 6, 2026 and publicly disclosed via SEC Form 4 filing on Wednesday, July 8, 2026 at 4:05 PM ET, 2 days after the trade was made.